Versartis
Versartis, Inc. (Form: 3, Received: 12/04/2017 20:39:24)
FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Haas Kevin

2. Date of Event Requiring Statement (MM/DD/YYYY)
11/28/2017 

3. Issuer Name and Ticker or Trading Symbol

Versartis, Inc. [VSAR]

(Last)        (First)        (Middle)

C/O VERSARTIS, INC., 1020 MARSH ROAD

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
VP, Finance and PAO /

(Street)

MENLO PARK, CA 94025       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   35117   (1) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)     (2) 12/27/2023   Common Stock   3265   $2.53   D    
Stock Option (Right to Buy)     (2) 12/27/2023   Common Stock   29748   $2.53   D    
Stock Option (Right to Buy)     (2) 2/18/2024   Common Stock   11344   $8.165   D    
Stock Option (Right to Buy)     (3) 6/10/2024   Common Stock   5600   $31.96   D    
Stock Option (Right to Buy)     (3) 12/25/2024   Common Stock   3118   $22.24   D    
Stock Option (Right to Buy)     (3) 2/27/2026   Common Stock   12200   $10.68   D    
Stock Option (Right to Buy)     (3) 2/26/2027   Common Stock   13640   $14.30   D    

Explanation of Responses:
(1)  Includes 33,076 shares issuable purchase to restricted stock units that are subject to time based vesting.
(2)  25% of the shares vest and become exercisable one year after the vesting commencement date and 1/48th vest and become exercisable monthly thereafter.
(3)  1/48th of the shares subject to the option become exercisable monthly measured from the date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Haas Kevin
C/O VERSARTIS, INC.
1020 MARSH ROAD
MENLO PARK, CA 94025


VP, Finance and PAO

Signatures
/s/ Kevin Haas 12/4/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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